GLBA and LLM Applications

Why it matters

GLBA applies to financial LLM. Understanding shapes fin-tech deployment.

The architecture

NPI in prompts.

Safeguards rule: security program.

Privacy rule: notices + opt-out.

How it works end to end

Safeguards rule (updated 2021): risk assessment, controls, testing.

Vendor management: LLM provider oversight.

Access controls + encryption.